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Introducing
Restricted Lists.

Restricted Lists by Alphy is a new solution to protect banking confidentiality, mitigate regulatory, legal, and deal risk with greater detection accuracy and far fewer unnecessary alerts.

Sensitive Information Containment for Banks.

Restricted Lists by Alphy is a new solution to protect banking confidentiality, mitigate regulatory, legal, and deal risk with greater detection accuracy and far fewer unnecessary alerts.

The problem:

Standard solutions for detecting company names and ticker symbols on restricted or blackout lists rely on rule-based keywords or pattern-matching algorithms that cannot discern between different uses of words. This creates a burden for compliance managers and puts the company at risk.

The solution:

Restricted Lists uses a proprietary AI technology that alerts employees in real-time – rather than after the message has been sent – to restricted list watchwords. Restricted Lists, built with ML/AI and high-quality human generated training, is a simple email and text integration, customizable to a company’s needs.

Features and benefits:

Real-Time Detection

Instantly identifies and alerts for company names and stock ticker symbols on restricted lists.

Enhanced Efficiency

Differentiates between ticker symbols and common words, reducing false positives.

Regulatory Compliance

Helps meet SEC guidelines, keeping your institution compliant with insider trading laws and reducing reputational and litigation risks.

Efficient Monitoring

Integrates seamlessly with existing compliance workflows for continuous monitoring and protection.

Compare our detection capabilities to your current system.

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